17

Along with tracking ingredient levels and changes through testing, it is equally important to think about the order of ingredient addition and the function of each processing step.

Formulation Steps – Where to Start

Think through the processing steps to make a food. What is the function of each step? Does the order of the steps matter? To help answer these questions, think about what would happen if all of the ingredients were mixed together in one step. Need terminology to help describe the process? Check out the Common Processing Steps table below.

Table 1. Common Processing Steps
Processing Method Definition Example(s)
Baked Products:
Creaming Mixing fat and sugar together vigorously to create an air-in-fat foam Shortened Cakes and Cookies
Beating Very vigorous agitation of food mixtures using an electric mixer at high speed or a wooden spoon to trap air and/or develop gluten or an emulsion Shortened Cakes, egg white foams like in Angel Food Cake
Stirring/moderate mixing The gentle blending of ingredients when trapping of air and development of gluten are not necessary Muffins, various quick breads
Folding Very gentle manipulation used to bring batter up from the bottom of the mixing bowl while incorporating dry ingredients or another batter, all without releasing air from the foam Angel food cake, soufflé, chiffon cake
Cutting In Process of cutting solid fats (generally mixed with flour) into small pieces using a pastry blender Biscuits and Pastry
Kneading Folding over a ball of dough and pressing it with either the fingertips or the heels of both hands, depending upon the amount of gluten needing to be developed and the ratio of ingredients Biscuits, Yeast Bread, Pizza Crust
Size Reduction:
Cutting/Chopping Reducing the size of an ingredient to medium to small pieces Fruits, Vegetables, Nuts
Grinding/Milling Reducing the size of a typically dry ingredient to a very small piece or powder Grains, Nuts
Processing or Blending Reducing the size and mixing ingredients together, typically with a food processor or blender, to create a liquid or paste Fruits, Vegetables, Juices, Nuts, Peanuts
Shaping:
Rolling/Laminating Flattening a dough to a given thickness, potentially layering dough and fat layers together to laminate for a flaky baked product Pizza crust, Biscuits, Fondant
Cutting or Pressing Shapes Using a set shape to form a dough, could use a cutter, press, or pan Sugar cookies, Oreos, Tortilla Chips, Potato Chips
Extruding Pressing a dough or batter through a tube with a specifically shaped opening Pasta, Spritz cookies, Sausage & Hot Dogs
Molding Using a specific 3-D shape to form a coating and/or dough Candies with fillings such as peanut butter cups and peppermint patties
Coating Adding a layer to the outside of a food; the layer could be made up of dry ingredients, wet ingredients, or a melting coating that will set upon cooling Cheetos, Peanut Butter Balls, M&Ms
Mixing:
Hydrating Mixing of ingredients with the main purpose of water hydrating dry ingredients to get functionality from the dry ingredients Hydrocolloids, Leavening, Gluten Development
Shear / High-Speed Mixing / Emulsifying Mixing of ingredients with the purpose of particle size reduction and/or emulsion formation Salad Dressings
Homogenizing Processing a liquid under pressure with the goal of particle size reduction to inhibit separation Milk, Beverages
Water Separation:
Dehydrating Removal of water from a food, typically slowly using heat and forced air Fruits & Vegetables
Centrifuging Separation of particles based on density, often a liquid separated from a semi-solid Fruit Purees
Physical Pressure Using physical pressure to squeeze out free water, often using cheesecloth Cheese, Vegetables
Straining Using a filter to remove solids from a liquid.  The filter size affects the separation and can include cheesecloth and finer filter paper Apple Cider, Tea, Coffee
Physical/Chemical Reactions:
Fermentation / Enzyme Reaction Allowing beneficial bacteria, yeast, or enzymes to convert food through controlled breakdown, production of acid, alcohol, and/or carbon dioxide Sauer Kraut, Yogurt, Yeast Bread, Soy Sauce
Protein Coagulation Adding an enzyme, salt, acid, physical agitation, or heat to cause proteins to change shape and become less soluble Cheese, Tofu, Egg White Foams, Cooked Eggs, Cooked Meat
Heating:
Cooking Heating with a direct heat source, often with a liquid present, typically on the stovetop in a conventional kitchen Soups, Gravies, Pudding
Baking Heating in an oven, typically referring to baked products Cookies, Brownies, Cake
Roasting Heating in an oven, dry heat method Chicken, Nuts
Frying Heating in liquid oil for efficient heat transfer French Fries, Chicken Nuggets, Funnel Cakes
Cooling/Freezing:
Refrigerating Cooling a food product to under 40 degrees Fahrenheit Various
Freezing Cooling a food product to ~ 0 degrees Fahrenheit, converting water to ice in the food, speed of freezing affects product quality Various

Next think about where the water is added or removed in the system and what ingredients need to be hydrated to function fully in the food (gums, gluten proteins, leavening, protein powders, etc.).

  • Is there enough water in the system to hydrate all of the ingredients like in a beverage?
  • Is there limited water in the system leading to minimal hydration of ingredients like in cookies (where often the only water is from the water in the eggs)?
  • Is it somewhere in between?
  • How much sugar and/or salt are in the system? Both pull water more than other ingredients.
  • Consider if the water-containing ingredients need to be mixed with the dry ingredients that need the most hydration first. For instance, gums often need to be mixed with water first before being mixed with other ingredients.

Flow Diagram Starting Point

Once the processing steps have been determined and tested with parameters set (time, temperature, speed, etc.), your team will construct a flow diagram based on the processing steps (not necessarily the equipment).  This is helpful as a transition step to processing to determine larger pieces of processing equipment.

As an example, consider the processing steps needed to make a chocolate chip cookie. Here is a typical set of instructions for a chocolate chip cookie recipe modified from Nestle Toll House [1]:

Step 1.

Preheat oven to 375° F.

Step 2.

Combine flour, baking powder, and salt in a small bowl. Beat butter, granulated sugar, and brown sugar in a large mixer bowl until creamy. Beat in eggs and vanilla extract. Gradually add in flour mixture. Stir in chocolate chips. Drop by rounded tablespoon onto ungreased baking sheets.

Step 3.

Bake for 9 to 11 minutes or until golden brown. Cool on baking sheets for 2 minutes; remove to wire racks to cool completely.

Think about the flow diagram that would be constructed from the processing steps for the cookie. Then read through the flow diagram shown below. Do you see how the recipe instructions were converted to a flow diagram? From here, you can construct a flow diagram for your new food product.

Chocolate Chip Cookie Flow Diagram - includes steps of weighing ingredients, creaming butter and sugars, beating in eggs and vanilla extract, stirring in sifted dry ingredients and chocolate chips, shaping dough, baking, cooling and packaging.

 


  1. Original NESTLÉ® TOLL HOUSE® Chocolate Chip Cookies. Retrieved January 19, 2021, from https://www.verybestbaking.com/toll-house/recipes/original-nestle-toll-house-chocolate-chip-cookies/

License

Icon for the Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License

Food Product Development Copyright © 2021 by Kate Gilbert and Ken Prusa is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License, except where otherwise noted.